Appointed Representatives
Establishing Appointed Representative Relationships
Helping firms expand their services through appointed representative arrangements.
Becoming an appointed representative allows firms to conduct regulated activities without direct authorization. AZH guides organizations through establishing appointed representative relationships, ensuring compliance with regulatory requirements.
How We Help
Assessment of Suitability:
Determine if the appointed representative model fits your business needs.
Regulatory Guidance:
Provide advice on obligations and responsibilities.
Agreement Facilitation:
Assist in drafting and reviewing agreements between principals and representatives.
Compliance Support:
Develop compliance frameworks to meet regulatory standards.
Training:
Provide training on regulatory requirements and best practices.
Ongoing Monitoring:
Assist in monitoring compliance of appointed representatives.
Applicable Industries
Supporting Appointed Representatives with Confidence.
At AZH, we provide comprehensive services for managing Appointed Representatives, ensuring regulatory compliance and operational efficiency. Whether you need guidance or full support, we’re here to help you navigate your responsibilities with ease. Let’s succeed together.
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