Regulatory and Compliance Services

Navigating Complex Regulatory Landscapes with Confidence

Ensuring your organization stays compliant and ahead of regulatory changes across jurisdictions.

Overview Sub-Services How We Help Applicable Industries Contact

Regulatory compliance is critical for organizations operating in regulated industries. AZH provides comprehensive Regulatory and Compliance Services to help companies obtain necessary authorizations, manage ongoing compliance obligations, and adapt to regulatory changes.

Sub-Services

2.2.1

Authorization & Applications

Assisting organizations in obtaining necessary licenses and authorizations to operate within specific regulatory jurisdictions.

2.2.2

Appointed Representatives

Guiding firms in establishing appointed representative relationships and ensuring compliance with regulatory requirements.

2.2.3

Variation of Permission

Helping organizations modify their regulatory permissions to align with changing business activities.

2.2.4

Change in Control

Assisting with regulatory notifications and approvals related to changes in ownership or control.

2.2.5

Compliance & Prudential Services

Providing ongoing compliance support, regulatory reporting, and prudential services to ensure organizations meet their regulatory obligations.

How We Help

License Applications:

Manage the end-to-end process of obtaining regulatory authorizations across jurisdictions.

Compliance Framework Development:

Design and implement compliance policies and procedures tailored to your organization's needs.

Regulatory Reporting:

Assist in preparing and submitting accurate regulatory reports in a timely manner.

AML and Data Protection:

Implement robust AML and data protection programs to mitigate risks.

Compliance Healthchecks:

Conduct assessments to identify compliance gaps and recommend improvements.

Ongoing Support:

Provide continuous compliance support, including secondments, to address day-to-day compliance challenges.

Applicable Industries

1.2 Financial Services

1.4 Life sciences

1.7 Energy

1.1 Automotive & Mobility

Ensuring Compliance with Confidence.

At AZH, our Regulatory and Compliance Services help you navigate complex regulations with ease. Whether you need guidance or solutions, we’re here to keep you on track. Let’s ensure compliance, together.